The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission ...
This change led to significant redemptions as Vanguard customers moved from other target date funds into the institutional ...