Investors have filed a class-action lawsuit against David Lerner & Associates Inc., of Syosset, accusing it of deceptively selling real estate funds that operate “in the manner of a Ponzi scheme.” ...

The National Association of Securities Dealers is expected to slam New York-based broker David Lerner Associates for hyping its investors’ returns in radio ads and seminars, The Post has learned.

No more tips from “Poppy”! Long Island investment honcho David Lerner, known for his radio ads inviting investors to “Take a tip from Poppy,” was banned from the securities industry for a ...

This FINRA settlement with David Lerner Associates involves sales of energy limited partnerships; FINRA claimed the firm’s brokers made unsuitable sales recommendations to 200 customers to buy ...

A lawsuit by Syosset-based brokerage David Lerner Associates seeking to force its insurance company to pay legal costs for fighting 2012 regulatory sanctions has been rejected by a federal appeals ...

Martin Walcoe, the CEO and president of David Lerner Associates Inc., is the latest senior executive at the firm to face an investigation by the Financial Industry Regulatory Authority Inc. over ...

(Reuters) - David Lerner, who owns a brokerage that regulators say misled investors in its marketing of real estate securities, is now charged with similar misdeeds for statements he made to quell ...